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WHOIS Task Force 3 Alternative to Best Practices Section (proposed by Registrars)

Registrar Constituency Minority Report
Matters Requiring Further Consideration, Policy Recommendations and Proposed Best Practices

Registrar Consituency Introductory statement: "The GNSO Registrar Constituency does not believe that the findings of Whois TF3 are well-suited to advance the goal of increasing the overall accuracy of the Whois database and in some cases may actually increase data inaccuracy. While we do not support the existing recommendations of the task force, we fully support the overall policy objectives of the GNSO and have therefore created an alternate set of recommendations that we believe can be implemented and achieve the goals of the task force as set out in the GNSO Council’ terms of reference for TF3."

I. Proposed Best Practices

    a. Registrars must identify and disclose a designated public contact point responsible for receiving and acting upon complaints received via the mandatory Whois Data Problem Reporting System (WDPRS) and related whois record data accuracy issues.
      i. ICANN should amalgamate and publish this list on their website.
      ii. Registrar should certify that this contact point has been trained on Whois
Data Accuracy policy requirements.

   b. Registrars should work together to create a clear, consistent process in order to enable registrants wishing to update or correct their established whois data to do so in a quick and simple manner to ensure compliance with Section 3.2.2 of the Registrar Accreditation Agreement (http://www.icann.org/registrars/ra-agreement- 17may01.htm#3.2.2).

   c. Registrars should take reasonable steps to prevent Registrants from supplying inaccurate data at the time of registration.

   d. Registrars should act upon complaints received via the WDPRS within one week of receipt.

   e. Registrars must resolve WDPRS complaints within 45 days of receipt.
      i. Acceptable resolution includes;
         1. correction of the report inaccuracy
         2. confirmation of the validity of the data
         3. cancellation of the registration in the event that the Registrant does not provided corrected data in response to valid reported inaccuracies.


II. Policy Recommendations

   a. Participation in ICANN's Whois Data Problem Report System should be a mandatory contractual requirement for registrars and registrants. The WDPRS System should be the focal point in ICANN's efforts to promote Whois data accuracy.
      i. Registrars must respond to complaints received via the WDPRS and act upon them in a timely manner
      ii. Registrars must close problem reports when the issue has been resolved or the name has been canceled.
      iii. Registrars must attempt to contact registrants regarding the reported inaccuracy through all means available to them.
         1. It is recommended that Registrars first attempt to use automated means such as an email sent to each of the domain name contacts and if unsuccessful undertake a second attempt via telephone or fax numbers and finally via post.
         2. If the Registrar is incapable of contacting the Registrant or an Agent of the Registrant via one of these means within the time permitted by this process, the Registrar should place the registration on hold for a period of 30 days. If within this period the data accuracy issues are not resolved, then the Registrar should cancel the registration permanently.
         3. The Registrar shall verify the corrected data prior to reactivating the domain name or closing the WDPRS problem report. Registrars may choose to perform this function on a for-fee basis.
      iv. The identities of parties filing complaints must be made verifiable by the party accepting the accuracy complaint. The WDPRS system should require the payment of a reporting fee or other mechanisms to discourage frivolous complaints.

   b. Amend RAA to ensure that Registrants who willfully provide false contact information or fail to respond to requests for data verification within 30 days will have their registration(s) cancelled.
      i. Note: This is currently an optional condition.

III. We propose that the task force endorses these additional recommendations and request that the GNSO Council consider them for further policy development work:

   a. The Task Force endorses the following recommendations of the Security and Stability
Advisory Council:
      i. Whois data must contain a "Last Verified Date" that reflects the last point in time at which the information was known to contain valid data. It must also contain a reference to the data verification process.
      ii. A Whois service must discourage the harvesting and mining of its data.
      iii. Whois services must provide mechanisms to protect the privacy of registrants.
      iv. Whois records known to be false or inaccurate must be frozen or held until they can be updated or removed.
      v. Whois records that have information that can not be validated may be frozen or held until it can be verified.
      vi. A standard format for Whois data must be developed.
      vii. A publicly available list of publicly available Whois servers must be available using a widely known and available resource
      viii. A Whois service that supports searching in the current architecture of distributed indices and separated registry and registrar services must be developed.

   b. The Task Force endorses the following additional recommendations received throughout the consultative process;
      i. Registrars must verify Whois data in a timely fashion when specific data accuracy issues are brought to their attention.
         1. Registrars must be allowed to charge for these services.
            a. Potential implementations may include;
               i. problem reporting fee
               ii. data inaccuracy correction fee
               iii. domain name "reconnection fee"
               iv. other?
            b. Such fees are only appropriate in instances where Registrants have not tried to previously update their data prior to the filing of the problem report but were unsuccessful because of Registrar non-compliance with Section 3.2.2 of the Registrar Accreditation Agreement (http://www.icann.org/registrars/ra-agreement- 17may01.htm#3.2.2)
      ii. Registrars should be permitted to charge for all data verification activities.
      iii. The GNSO should undertake the development of a policy that provides a mechanism to forgive the Redemption fee in cases where the registrant can ultimately verify the accuracy but had just been unavailable previously. It may also be appropriate to develop this through the implementation analysis process if applicable.
      iv. ICANN should work with all relevant parties to continue to create its ongoing compliance program to ensure that contractual parties are meeting the WHOIS-related provisions of the present agreements. In developing such a program, ICANN should consider:
         1. The resources assigned to manage this plan, including up front and careful consideration of the costs associated with implementing various recommendations for registrars and flexible options for registrars to implement the policies in a compliant manner;
         2. The specific elements of compliance that the internet community is primarily concerned with:
            a. measurement and reporting mechanisms that allow appropriate analysis of the effectiveness of this ongoing program including existing compliance assistance mechanisms such as ICANN's online Whois data inaccuracy reporting tools;
            b. continued outreach to and education of affected stakeholders to ensure that existing requirements and obligations are understood and met and that new requirements are captured and appropriately dealt with. This effort should ensure that ICANN advisories related to this issue are specifically brought to the attention of newly accredited Registrars and that resources be made available to the Registrar community to ensure that the impact and scope of these obligations are apparent and understood.
            c. requiring that informational resources be provided to new Registrants and brought to their attention via the registration agreement that all Registrants must agree to prior to the activation and renewal of their gTLD registration, based on a model version of materials, so that no registrar gains a competitive advantage from differential treatment of this requirement;
            d. ongoing development and promotion of gTLD Registry, Registrar and Registrant best practices that foster the accuracy of the Registrant data contained in the Whois database



Task Force 3 Preliminary Report

 
 

 
 
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